グローバル・マーケッツ Global Markets
Equity Digital Innovation Dept.
eTrading Risk and Control (First Line)
Vice President / Executive Director
- 職務内容 Job Description
- Job/Group Overview:
The eTrading Risk and Control (ERC) governance function is a first line of defence function for low touch electronic trading within Instinet/Nomura. The team will work closely with each ERC businesses and technology across Global Execution Services and Equity Trading as well as Second Line functions. ERC governance function is responsible for the build out and maintenance of robust control framework that mitigates risks associated with low touch electronic trading including conduct risk.
The ERC governance function is responsible for maintenance of algorithms, ERC flow diagrams, risk control inventory and related documentation, facilitation of approval process for new algorithms and material changes, control processes and procedures etc.
The ERC governance function will be working with the division heads, desk heads, quants, technology and business COO to ensure a smooth running of ERC platforms, and to contribute to their business development. The firm has been investing continuously over the past few years to grow their penetration of electronic trading wallets globally.
Responsibilities:- Governance and oversight of Equities ERC activities in Japan including maintenance of algorithms & risk controls inventory and related documentation, conduct annual review and attestation.
- Provide expert guidance to ERC businesses with respect to ERC Governance Framework including adherence to Policy and local regulatory requirements.
- Facilitate new algo and material change approval process, vendor due diligence.
- Work with business and second line in design and calibration of ERC risk controls.
- Development of strategic tool for maintenance of inventory, documentation and managing workflow.
- Liaising with Regulators and Audit when required.
- Assist in development of ERC policy, training, control processes and procedures.
- Co-ordination of regional or legal entity specific governance forums.
- Co-ordination of Risk and Control Self-Assessment and review and challenge of operational risk events.
Team provides positive workplace; focus on well-being and work-life balance,
We are an equal opportunities employer and welcome applications from all suitably qualified persons regardless of their race, sex, disability, religion/belief, sexual orientation or age.
- 登録資格 Requirements
- Requirements:
- A strong understanding of algorithmic trading systems and the inherent risks involved in their use, along with various controls used to mitigate such risks.
- Strong communication skills and ability to engage with all levels of management
- Strong communication skills in both Japanese and English are required
- A self-starter with an ability to drive initiatives and collaborate with global counterparts on deliverables.
- Ability to analyse, interpret, re-factor and present complex data-sets. Strong Excel and presentation skills preferable.
- Knowledge of local regulations and key exchange rules relating to algorithmic trading preferable.
- A deep knowledge of equities markets
- Track record of sound risk management to reduce operational and conduct risk and facilitate rapid business development.
- Experience in ERC, Technology, Compliance, Operational Risk Management, Audit and/or other relevant function preferable.
※Candidate is required to obtain Sales Representative Qualification within the first 2 months of hiring.
※Please prepare English CV to apply this position - 勤務地 Location
- 大手町
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